Key facts
- This page summarizes M. Timothy Corbett's Form 4 filing for BARINGS CORPORATE INVESTORS (MCI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 24 Mar 2023, 12:11.
M. Timothy Corbett - 23 Mar 2023 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)
- Reporting relationship
- Adviser Board Member
- Issuer ticker
- MCI
- Reported as of
- 23 Mar 2023
- Net transaction value
- +$725
- SEC form
- 4
- Accepted by SEC
- 24 Mar 2023, 12:11:27 UTC
- Prior SEC filing
- 10 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- Latavea Cross as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
M. Timothy Corbett filed Form 4 for BARINGS CORPORATE INVESTORS (MCI) on 24 Mar 2023.
Change
- Previous filing in this sequence was filed on 10 Mar 2023.
- Current net transaction value: +$725.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MCI
transaction
Derivative
MassMutual Non-Qualified Thrift Plan
Other
- Transaction value
- $725
- Shares
- +52
- Change %
- +0.34%
- Price
- $13.89
- Shares after
- 15,344
- Date
- 23 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Shares ("Shares of Beneficial Interest")
- Underlying amount
- 52
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Footnote F2
Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.