Key facts
- This page summarizes Roger William Thiltgen's Form 4 filing for ExOne Co.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Nov 2021, 11:11.
Roger William Thiltgen - 12 Nov 2021 Form 4 Insider Report for ExOne Co
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 12 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Nov 2021, 11:11:18 UTC
- Prior SEC filing
- 14 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Roger William Thiltgen
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Roger William Thiltgen filed Form 4 for ExOne Co on 16 Nov 2021.
Change
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XONE
transaction
Common Stock, par value $0.01
Disposed to Issuer
- Transaction value
- Shares
- -34,073
- Change %
- -87%
- Price
- Shares after
- 5,000
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
XONE
transaction
Common Stock, par value $0.01
Disposed to Issuer
- Transaction value
- Shares
- -5,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 12 Nov 2021
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Roger William Thiltgen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
On November 12, 2021, Desktop Metal, Inc., a Delaware corporation ("Desktop Metal"), acquired The ExOne Company, a Delaware corporation ("ExOne") pursuant to that certain Agreement and Plan of Merger, dated August 11, 2021, by and among ExOne, Desktop Metal, Texas Merger Sub I, Inc., a wholly owned subsidiary of Desktop Metal, and Texas Merger Sub II, LLC, a wholly owned subsidiary of Desktop Metal (the "Merger Agreement"). The acquisition is more fully described in ExOne's definitive proxy statement filed with the Securities and Exchange Commission on October 8, 2021. In accordance with the terms of the Merger Agreement, each share of ExOne's common stock was exchanged for 2.1416 shares (the "Exchange Ratio") of Desktop Metal Class A common stock ("DM Common Stock") plus $8.50 in cash (together, the "Merger Consideration"). Each transaction reported in this Form 4 is an exempt transaction.
Footnote F2
Each award of restricted shares of ExOne common stock not subject to the ExOne Change of Control Severance Plan ("ExOne RSAs") vested and were cancelled and the holder of such ExOne RSA received the Merger Consideration.