Key facts
- This page summarizes Peter W. Sonsini's Form 4 filing for Arcellx, Inc. (ACLX).
- 7 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 22 Dec 2022, 17:53.
Peter W. Sonsini - 20 Dec 2022 Form 4 Insider Report for Arcellx, Inc. (ACLX)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ACLX
- Reported as of
- 20 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Dec 2022, 17:53:03 UTC
- Prior SEC filing
- 02 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Louis Citron, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Peter W. Sonsini filed Form 4 for Arcellx, Inc. (ACLX) on 22 Dec 2022.
Change
- Previous filing in this sequence was filed on 02 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -2,000,000
- Change %
- -30%
- Price
- $0.000000
- Shares after
- 4,745,262
- Date
- 20 Dec 2022
- Ownership
- See Note 2
- Footnotes
- F1, F2
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +30,000
- Change %
- Price
- $0.000000
- Shares after
- 30,000
- Date
- 20 Dec 2022
- Ownership
- See Note 4
- Footnotes
- F3, F4
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -30,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Dec 2022
- Ownership
- See Note 4
- Footnotes
- F4, F5
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +785
- Change %
- Price
- $0.000000
- Shares after
- 785
- Date
- 20 Dec 2022
- Ownership
- See Note 7
- Footnotes
- F6, F7
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +12
- Change %
- Price
- $0.000000
- Shares after
- 12
- Date
- 20 Dec 2022
- Ownership
- See Note 9
- Footnotes
- F8, F9
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +12
- Change %
- Price
- $0.000000
- Shares after
- 12
- Date
- 20 Dec 2022
- Ownership
- See Note 11
- Footnotes
- F10, F11
ACLX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +12
- Change %
- Price
- $0.000000
- Shares after
- 12
- Date
- 20 Dec 2022
- Ownership
- See Note 13
- Footnotes
- F12, F13
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 13 footnotes
Footnote F1
New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution of 2,000,000 shares of Common Stock of the Issuer to its general partner and limited partners for no consideration on December 20, 2022.
Footnote F2
The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
Footnote F3
NEA Partners 15 received 30,000 shares of Common Stock of the Issuer in the distribution made by NEA 15 on December 20, 2022.
Footnote F4
The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.
Footnote F5
NEA Partners 15 made a pro rata distribution of 30,000 shares of Common Stock of the Issuer to its limited partners for no consideration on December 20, 2022.
Footnote F6
Peter W. Sonsini and Diane C. Sonsini, as trustees of the Peter & Diane Sonsini Family Trust dated January 17, 2007 (the "Sonsini Family Trust"), received 785 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on December 20, 2022.
Footnote F7
The Reporting Person is a trustee of the Sonsini Family Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Sonsini Family Trust in which the Reporting Person has no pecuniary interest.
Footnote F8
Peter W. Sonsini and Diane C. Sonsini, as trustees of the Elsa Katherine Sonsini Trust dated December 5, 2019 (the "Elsa Katherine Sonsini Trust"), received 12 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on December 20, 2022.
Footnote F9
The Reporting Person is a trustee of the Elsa Katherine Sonsini Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Elsa Katherine Sonsini Trust in which the Reporting Person has no pecuniary interest.
Footnote F10
Peter W. Sonsini and Diane C. Sonsini, as trustees of the Jake Theodore Sonsini Trust dated December 5, 2019 (the "Jake Theodore Sonsini Trust"), received 12 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on December 20, 2022.
Footnote F11
The Reporting Person is a trustee of the Jake Theodore Sonsini Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Jake Theodore Sonsini Trust in which the Reporting Person has no pecuniary interest.
Footnote F12
Peter W. Sonsini and Diane C. Sonsini, as trustees of the Louisa Marie Sonsini Trust dated December 5, 2019 (the "Louisa Marie Sonsini Trust"), received 12 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on December 20, 2022.
Footnote F13
The Reporting Person is a trustee of the Louisa Marie Sonsini Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Louisa Marie Sonsini Trust in which the Reporting Person has no pecuniary interest.