Sarah E. Cogan - 10 Dec 2021 Form 4 Insider Report for PIMCO Dynamic Credit & Mortgage Income Fund

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 10 Dec 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Dec 2021, 09:44:17 UTC
Prior SEC filing: 29 Jul 2021
Next SEC filing: 14 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ Kevin Van Gorder, Attorney-in-Fact for Sarah E. Cogan

Key filing fact

Sarah E. Cogan filed Form 4 for PIMCO Dynamic Credit & Mortgage Income Fund on 15 Dec 2021.

Key facts

This page summarizes Sarah E. Cogan's Form 4 filing for PIMCO Dynamic Credit & Mortgage Income Fund.
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 15 Dec 2021, 09:44.

Change

Previous filing in this sequence was filed on 29 Jul 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PCI transaction

COMMON SHARES

Disposed to Issuer

Transaction value
Shares: -538
Change %: -100%
Price
Shares after: 0
Date: 10 Dec 2021
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Includes 38.311 shares acquired under a qualified dividend reinvestment plan from January 9, 2020 to the filing of this Form 4.

Footnote F2

The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.