Key facts
- This page summarizes Kevin M. Charlton's Form 4/A - Amendment filing for NewHold Investment Corp. II.
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Nov 2021, 20:17.
Kevin M. Charlton - 29 Oct 2021 Form 4/A - Amendment Insider Report for NewHold Investment Corp. II
- Reporting relationship
- Chief Executive Officer, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 29 Oct 2021
- Net transaction value
- +$391,578
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 02 Nov 2021, 20:17:15 UTC
- Original report date
- 27 Oct 2021
- Prior SEC filing
- 27 Oct 2021
- Next SEC filing
- 16 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kevin Charlton
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Kevin M. Charlton filed Form 4/A - Amendment for NewHold Investment Corp. II on 02 Nov 2021.
Change
- Previous filing in this sequence was filed on 27 Oct 2021.
- Current net transaction value: +$391,578.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NHIC
transaction
Derivative
Warrants to purchase Class A Common Stock
Purchase
- Transaction value
- $391,578
- Shares
- +391,578
- Change %
- +6.9%
- Price
- $1.00*
- Shares after
- 6,070,254
- Date
- 29 Oct 2021
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 391,578
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3, F4
NHIC
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- $0
- Shares
- -145,640
- Change %
- -6.6%
- Price
- $0.000000
- Shares after
- 2,052,374
- Date
- 29 Oct 2021
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 145,640
- Exercise price
- Footnotes
- F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants.
Footnote F2
The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
Footnote F3
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Footnote F4
The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.
Footnote F5
As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
Footnote F6
As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters.