Teri Bariquit - 09 Jun 2023 Form 4 Insider Report for NORDSTROM INC (JWN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Jun 2023, 14:29:39 UTC
Prior SEC filing
13 Mar 2023
Next SEC filing
01 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Brian B. DeFoe, Attorney-in-Fact for Teri Bariquit

Key filing fact

Teri Bariquit filed Form 4 for NORDSTROM INC (JWN) on 13 Jun 2023.

Key facts

  • This page summarizes Teri Bariquit's Form 4 filing for NORDSTROM INC (JWN).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Jun 2023, 14:29.

Change

  • Previous filing in this sequence was filed on 13 Mar 2023.
  • Current net transaction value: -$118,075.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JWN transaction

Common Stock

Options Exercise

Transaction value
$369,750
Shares
+25,000
Change %
+44%
Price
$14.79
Shares after
81,853
Date
09 Jun 2023
Ownership
Direct
Footnotes
F1
JWN transaction

Common Stock

Sale

Transaction value
$487,825
Shares
-25,000
Change %
-31%
Price
$19.51
Shares after
56,853
Date
09 Jun 2023
Ownership
Direct
Footnotes
F1, F2
JWN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,556
Date
09 Jun 2023
Ownership
By 401(k) Plan, per Plan statement dated 5/31/2023

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JWN transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-25,000
Change %
-25%
Price
$0.000000
Shares after
75,316
Date
09 Jun 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$14.79
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The option exercise and sales reported herein were made on the same day at different prices through a trade order executed by a broker-dealer.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.60, inclusive. The reporting person undertakes to provide to Nordstrom, any security holder of Nordstrom, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .