Key facts
- This page summarizes Scott M. Asbjornson's Form 4 filing for AAON, INC. (AAON).
- 3 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 18 May 2021, 18:40.
Scott M. Asbjornson - 16 May 2021 Form 4 Insider Report for AAON, INC. (AAON)
- Reporting relationship
- Vice President, Finance & CFO
- Issuer ticker
- AAON
- Reported as of
- 16 May 2021
- Net transaction value
- -$1,032,260
- Reporting owner signature
- Scott M. Asbjornson
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Scott M. Asbjornson filed Form 4 for AAON, INC. (AAON) on 18 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,032,260.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AAON
transaction
Common Stock, par value $.004
Tax liability
- Transaction value
- $76,328
- Shares
- -1,112
- Change %
- -0.13%
- Price
- $68.64
- Shares after
- 846,726
- Date
- 16 May 2021
- Ownership
- Direct
- Footnotes
- F1
AAON
transaction
Common Stock, par value $.004
Disposed to Issuer
- Transaction value
- $112,020
- Shares
- -1,632
- Change %
- -0.19%
- Price
- $68.64
- Shares after
- 845,094
- Date
- 16 May 2021
- Ownership
- Direct
- Footnotes
- F2
AAON
holding
Common Stock, par value $.004
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 540,000
- Date
- 16 May 2021
- Ownership
- Custodian for the benefit of his children
AAON
holding
Common Stock, par value $.004
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,741
- Date
- 16 May 2021
- Ownership
- 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AAON
transaction
Derivative
Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $843,912
- Shares
- -11,349
- Change %
- -100%
- Price
- $74.36
- Shares after
- 0
- Date
- 16 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,349
- Exercise price
- $73.36
- Footnotes
- F6
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,510
- Date
- 16 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,510
- Exercise price
- $34.10
- Footnotes
- F3, F4
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,960
- Date
- 16 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,960
- Exercise price
- $36.95
- Footnotes
- F3, F4
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 69,000
- Date
- 16 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 69,000
- Exercise price
- $41.37
- Footnotes
- F3, F4
AAON
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 34,968
- Date
- 16 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 34,968
- Exercise price
- $44.22
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Scott M. Asbjornson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021.
Footnote F2
Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021.
Footnote F3
Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021.
Footnote F4
Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021.
Footnote F5
This stock award was granted (on 3/11/2020) under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.
Footnote F6
Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021.