Key facts
- This page summarizes Kevin Hartz's Form 4 filing for Markforged Holding Corp.
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 27 Jun 2022, 16:05.
Kevin Hartz - 21 Jun 2022 Form 4 Insider Report for Markforged Holding Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 21 Jun 2022
- Net transaction value
- +$149,999
- SEC form
- 4
- Accepted by SEC
- 27 Jun 2022, 16:05:39 UTC
- Prior SEC filing
- 13 Jun 2022
- Next SEC filing
- 13 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephen Karp, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kevin Hartz filed Form 4 for Markforged Holding Corp on 27 Jun 2022.
Change
- Previous filing in this sequence was filed on 13 Jun 2022.
- Current net transaction value: +$149,999.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MKFG
transaction
Common Stock
Award
- Transaction value
- $149,999
- Shares
- +67,873
- Change %
- Price
- $2.21
- Shares after
- 67,873
- Date
- 21 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
MKFG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 148,770
- Date
- 21 Jun 2022
- Ownership
- See footnote
- Footnotes
- F2, F3
MKFG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 148,770
- Date
- 21 Jun 2022
- Ownership
- See footnote
- Footnotes
- F2, F4
MKFG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,790,460
- Date
- 21 Jun 2022
- Ownership
- See footnote
- Footnotes
- F2, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MKFG
holding
Derivative
Warrant to Purchase Common Stock (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 89,775
- Date
- 21 Jun 2022
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 89,775
- Exercise price
- $11.50
- Footnotes
- F3, F6
MKFG
holding
Derivative
Warrant to Purchase Common Stock (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 89,775
- Date
- 21 Jun 2022
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 89,775
- Exercise price
- $11.50
- Footnotes
- F4, F6
MKFG
holding
Derivative
Warrant to Purchase Common Stock (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,080,450
- Date
- 21 Jun 2022
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 1,080,450
- Exercise price
- $11.50
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Consists of a Restricted Stock Unit ("RSU") award made pursuant to the Issuer's 2021 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. The RSUs shall vest on the earlier of (i) the date of the next annual meeting of stockholders of the Issuer and (ii) the 12-month anniversary of the grant date, subject to the Reporting Person's continuous service to the Issuer on each such date.
Footnote F2
The Class B Ordinary Shares of one, the Issuer's predecessor, automatically converted to Class A Ordinary Shares, which then automatically converted to shares of Common Stock of the Issuer upon the consummation of the merger between the Issuer and one, on July 14, 2021. Of the shares reported herein, 50% are subject to vesting conditions, and will be forfeited if not vested as of July 14, 2026. 25% will vest if the volume-weighted average price of Issuer's common stock is at least $12.50 for any 20 trading days within a 30-trading-day period, and 25% will vest if such price is at least $15.00 for any 20 trading days within a 30-trading-day-period. Such unvested shares are held directly by A-Star LLC ("A-Star"), of which the trusts described below are members. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
Footnote F3
Consists of (i) shares and warrants held directly by The Kevin Earnest Hartz 2020 Annuity Trust U/A/D (of which the Reporting Person is trustee), reflecting a pro rata distribution of certain securities held by A-Star to its members prior to the date of this report (the "Distribution"), and (ii) shares held indirectly by such trust, reflecting the proportionate interest of such trust in the shares held by A-Star.
Footnote F4
Consists of (i) shares and warrants held directly by The Julia D. Hartz 2020 Annuity Trust U/A/D (of which the spouse of the Reporting Person is trustee), reflecting the Distribution, and (ii) shares held indirectly by such trust, reflecting the proportionate interest of such trust in the shares held by A-Star.
Footnote F5
Consists of (i) shares and warrants held directly by the Hartz Family Revocable Trust (of which the Reporting Person is co-trustee), reflecting the Distribution, and (ii) shares held indirectly by such trust, reflecting the proportionate interest of such trust in the shares held by A-Star.
Footnote F6
The warrants are exercisable for shares of common stock of the Issuer.