Robert Galvin - 04 Aug 2021 Form 4 Insider Report for ICONIX BRAND GROUP, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Aug 2021, 20:03:04 UTC
Prior SEC filing
03 Aug 2021
Next SEC filing
02 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John McClain, Attorney-in-Fact

Key filing fact

Robert Galvin filed Form 4 for ICONIX BRAND GROUP, INC. on 05 Aug 2021.

Key facts

  • This page summarizes Robert Galvin's Form 4 filing for ICONIX BRAND GROUP, INC..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 Aug 2021, 20:03.

Change

  • Previous filing in this sequence was filed on 03 Aug 2021.
  • Current net transaction value: -$1,545,831.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ICON transaction

Common Stock

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value
$1,545,831
Shares
-490,740
Change %
-100%
Price
$3.15
Shares after
0
Date
04 Aug 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ICON transaction Derivative

Restricted Stock Units

Disposition pursuant to a tender of shares in a change of control transaction

Transaction value
$0
Shares
-282,541
Change %
-100%
Price
$0.000000*
Shares after
0
Date
04 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
282,541
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Disposed of pursuant to the closing, on August 4, 2021, of a cash tender offer by Iconix Merger Sub Inc. ("Merger Sub"), a wholly owned subsidiary of Iconix Acquisition LLC ("Parent").

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

Footnote F3

The reporting person's unvested restricted stock units became fully vested, were cancelled, and in exchange therefore, the reporting person received (without interest) $3.15 per restricted stock unit, less applicable taxes, as set forth in the Agreement and Plan of Merger, dated as of June 11, 2021, by and among the Issuer, Parent and Merger Sub.

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