Key facts
- This page summarizes BOOTHBAY FUND MANAGEMENT, LLC's Form 4 filing for Oxus Acquisition Corp. (BRLS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 14 Apr 2023, 10:34.
BOOTHBAY FUND MANAGEMENT, LLC - 12 Apr 2023 Form 4 Insider Report for Oxus Acquisition Corp. (BRLS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- BRLS
- Reported as of
- 12 Apr 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 14 Apr 2023, 10:34:35 UTC
- Prior SEC filing
- 05 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- Boothbay Fund Management LLC By: /s/ Ari Glass, Managing Member
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
BOOTHBAY FUND MANAGEMENT, LLC filed Form 4 for Oxus Acquisition Corp. (BRLS) on 14 Apr 2023.
Change
- Previous filing in this sequence was filed on 05 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OXUS
transaction
Class A Ordinary Shares, par value $0.0001 per share
Other
- Transaction value
- $0
- Shares
- 0
- Change %
- 0%
- Price
- $0.000000*
- Shares after
- 235,331
- Date
- 12 Apr 2023
- Ownership
- See Footnote
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
BOOTHBAY FUND MANAGEMENT, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Oxus Acquisition Corp.'s (the "Issuer") Form 8-K filed with the SEC on April 12, 2023 reported that the Issuer's sponsor exercised its right to convert 1,500,000 Class B ordinary shares into 1,500,000 Class A ordinary shares on April 5, 2023. Following the conversion there were 3,749,468 Class A ordinary shares of the Issuer issued and outstanding.
Footnote F2
The Class A ordinary shares are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors ("Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Fund, and such Shares may be reported in regulatory filings made by such Subadvisors. As of April 12, 2023, the Funds hold an aggregate of 235,331 Class A ordinary shares. This report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting person herein are deemed to beneficially own an aggregate of 235,331 Shares, or 6.27% of the 3,749,468 Class A ordinary Shares that were issued and outstanding as of April 12, 2023, as disclosed in the Issuer's Form 8-K, as filed with the SEC on April 12, 2023.
Footnote F3
This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person herein, the Funds, and Ari Glass disclaims beneficial ownership of the Class A ordinary shares reported herein except to the extent of the reporting person's pecuniary interest therein.