Heather Isely - 30 Sep 2021 Form 5 Insider Report for Natural Grocers by Vitamin Cottage, Inc. (NGVC)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
5
Accepted by SEC
10 Dec 2021, 16:02:26 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kemper Isely, by Power of Attorney

Key filing fact

Heather Isely filed Form 5 for Natural Grocers by Vitamin Cottage, Inc. (NGVC) on 10 Dec 2021.

Key facts

  • This page summarizes Heather Isely's Form 5 filing for Natural Grocers by Vitamin Cottage, Inc. (NGVC).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 10 Dec 2021, 16:02.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NGVC transaction

Common Stock

Other

Transaction value
$0
Shares
-71,772
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Dec 2020
Ownership
By KIVC 1, LLC
Footnotes
F1
NGVC transaction

Common Stock

Other

Transaction value
$0
Shares
-572,097
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Dec 2020
Ownership
By KIVC 2, LLC
Footnotes
F2
NGVC transaction

Common Stock

Other

Transaction value
$0
Shares
-616,254
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Dec 2020
Ownership
By ZIVC, LLC
Footnotes
F3
NGVC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
103,745
Date
30 Sep 2021
Ownership
By her son
Footnotes
F4
NGVC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
571,850
Date
30 Sep 2021
Ownership
By FTVC, LLC
Footnotes
F5
NGVC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
941,020
Date
30 Sep 2021
Ownership
Direct
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Exempt pro rata distribution of shares previously held by KIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of KIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.

Footnote F2

Exempt pro rata distribution of shares previously held by KIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of KIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.

Footnote F3

Exempt pro rata distribution of shares previously held by ZIVC, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of ZIVC, LLC and no longer has any pecuniary interest in these shares following the dissolution.

Footnote F4

Represents shares held by Ms. Isely's son, who shares her permanent residence.

Footnote F5

The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein.

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