Key facts
- This page summarizes Kemper Isely's Form 5 filing for Natural Grocers by Vitamin Cottage, Inc. (NGVC).
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Nov 2021, 15:03.
Kemper Isely - 30 Sep 2021 Form 5 Insider Report for Natural Grocers by Vitamin Cottage, Inc. (NGVC)
- Reporting relationship
- Chairman & Co-President, Director, 13D Group Member, 10%+ Owner
- Issuer ticker
- NGVC
- Reported as of
- 30 Sep 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Kemper Isely
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Kemper Isely filed Form 5 for Natural Grocers by Vitamin Cottage, Inc. (NGVC) on 12 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NGVC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +10
- Change %
- +0%
- Price
- $0.000000
- Shares after
- 3,118,312
- Date
- 25 Nov 2020
- Ownership
- Direct
- Footnotes
- F1
NGVC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -6,716
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Nov 2020
- Ownership
- By KIVC 3, LLC
- Footnotes
- F2
NGVC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -616,254
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Dec 2020
- Ownership
- By ZIVC, LLC
- Footnotes
- F3
NGVC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -201,856
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Dec 2020
- Ownership
- By HIVC 1, LLC
- Footnotes
- F4
NGVC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -478,788
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Dec 2020
- Ownership
- By HIVC 2, LLC
- Footnotes
- F5
NGVC
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -500
- Change %
- -0.02%
- Price
- $0.000000
- Shares after
- 3,117,812
- Date
- 01 Apr 2021
- Ownership
- Direct
- Footnotes
- F6
NGVC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 104,745
- Date
- 30 Sep 2021
- Ownership
- By son
- Footnotes
- F7
NGVC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 571,850
- Date
- 30 Sep 2021
- Ownership
- By FTVC, LLC
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Exempt pro rata distribution of shares previously held by KIVC 3, LLC to the reporting person upon its dissolution for estate planning purposes.
Footnote F2
Exempt pro rata distribution of shares previously held by KIVC 3, LLC to its members upon its dissolution for estate planning purposes. The reporting person was a member of KIVC 3, LLC but no longer has any pecuniary interest in these shares following this transaction, except as disclosed above.
Footnote F3
Exempt pro rata distribution of shares previously held by ZIVC, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of ZIVC LLC and no longer has any pecuniary interest in these shares following the dissolution.
Footnote F4
Exempt pro rata distribution of shares previously held by HIVC 1, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 1, LLC and no longer has any pecuniary interest in these shares following the dissolution.
Footnote F5
Exempt pro rata distribution of shares previously held by HIVC 2, LLC to its members upon its dissolution for estate planning purposes. The reporting person was not a member of HIVC 2, LLC and no longer has any pecuniary interest in these shares following the dissolution.
Footnote F6
Gift transfer of shares to reporting person's son-in-law.
Footnote F7
Represents shares held by the reporting person's son, who shares his primary residence.
Footnote F8
The reporting person is a beneficiary through a member trust and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.