Key facts
- This page summarizes David S. DeWalt's Form 4 filing for ForgeRock, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 22 Sep 2021, 16:30.
David S. DeWalt - 20 Sep 2021 Form 4 Insider Report for ForgeRock, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 20 Sep 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Sep 2021, 16:30:03 UTC
- Prior SEC filing
- 15 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Samuel J. Fleischmann, by Power of Attorney for David S. DeWalt
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David S. DeWalt filed Form 4 for ForgeRock, Inc. on 22 Sep 2021.
Change
- Previous filing in this sequence was filed on 15 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FORG
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -555,505
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FORG
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- $0
- Shares
- +555,505
- Change %
- Price
- $0.000000
- Shares after
- 555,505
- Date
- 20 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 555,505
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Footnote F2
These shares are subject to a restricted stock award under the Issuer's 2012 Equity Incentive Plan, pursuant to which 1/60th of the total shares subject to this award vested on January 31, 2017, with 1/60th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.