Mark Attanasio - 18 Jun 2021 Form 4 Insider Report for LiveVox Holdings, Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
22 Jun 2021, 16:00:49 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ George P. Hawley, as attorney-in-fact

Key filing fact

Mark Attanasio filed Form 4 for LiveVox Holdings, Inc. on 22 Jun 2021.

Key facts

  • This page summarizes Mark Attanasio's Form 4 filing for LiveVox Holdings, Inc..
  • 9 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 22 Jun 2021, 16:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LVOX transaction

Class A common stock

Conversion of derivative security

Transaction value
Shares
+3,250,000
Change %
Price
Shares after
3,250,000
Date
18 Jun 2021
Ownership
By CFI Sponsor LLC
Footnotes
F1, F2
LVOX transaction

Class A common stock

Disposed to Issuer

Transaction value
Shares
-2,487,500
Change %
-77%
Price
Shares after
762,500
Date
18 Jun 2021
Ownership
By CFI Sponsor LLC
Footnotes
F1, F2
LVOX transaction

Class A common stock

Purchase

Transaction value
Shares
+859,000
Change %
Price
Shares after
859,000
Date
18 Jun 2021
Ownership
By Crescent Capital Group Holdings LP
Footnotes
F3
LVOX transaction

Class A common stock

Purchase

Transaction value
Shares
+250,000
Change %
Price
Shares after
250,000
Date
18 Jun 2021
Ownership
By MA Crescent Holdings, LLC
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LVOX transaction Derivative

Class F common stock

Disposed to Issuer

Transaction value
Shares
-2,925,000
Change %
-47%
Price
Shares after
3,250,000
Date
18 Jun 2021
Ownership
By CFI Sponsor LLC
Underlying class
Class A common stock
Underlying amount
2,925,000
Exercise price
Footnotes
F1, F2
LVOX transaction Derivative

Class F common stock

Conversion of derivative security

Transaction value
Shares
-3,250,000
Change %
-100%
Price
Shares after
0
Date
18 Jun 2021
Ownership
By CFI Sponsor LLC
Underlying class
Class A common stock
Underlying amount
3,250,000
Exercise price
Footnotes
F1, F2
LVOX transaction Derivative

Lock-up Shares

Award

Transaction value
Shares
+2,487,500
Change %
Price
Shares after
2,487,500
Date
18 Jun 2021
Ownership
By CFI Sponsor LLC
Underlying class
Class A common stock
Underlying amount
2,487,500
Exercise price
Footnotes
F1, F2
LVOX transaction Derivative

Warrant (Right to Buy)

Purchase

Transaction value
Shares
+286,335
Change %
Price
Shares after
286,335
Date
18 Jun 2021
Ownership
By Crescent Capital Group Holdings LP
Underlying class
Class A common stock
Underlying amount
286,335
Exercise price
$11.50
Footnotes
F3
LVOX transaction Derivative

Warrant (Right to Buy)

Purchase

Transaction value
Shares
+83,333
Change %
Price
Shares after
83,333
Date
18 Jun 2021
Ownership
By MA Crescent Holdings, LLC
Underlying class
Class A common stock
Underlying amount
83,333
Exercise price
$11.50
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Mark Attanasio is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein.

Footnote F2

On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled.

Footnote F3

On June 18, 2021, Crescent Capital Group Holdings LP purchased 859,000 shares of Class A common stock of the issuer and 286,335 redeemable warrants of the issuer, each warrant exercisable to purchase one share of Class A common stock, for an aggregate purchase price of $8,590,000. Mark Attanasio and Jean-Marc Chapus are the managing members of the general partner of Crescent Capital Group Holdings LP and, as such, may be deemed to have or share beneficial ownership of the securities held directly by Crescent Capital Group Holdings LP. Each of Messrs. Attanasio and Chapus disclaims beneficial ownership of the securities held by Crescent Capital Group Holdings LP except to the extent of respective pecuniary interest therein.

Footnote F4

On June 18, 2021, MA Crescent Holdings, LLC purchased 250,000 shares of Class A common stock of the issuer and 83,333 redeemable warrants of the issuer, each warrant exercisable to purchase one share of Class A common stock, for an aggregate purchase price of $2,500,000. Mark Attansio is the managing member of MA Crescent Holdings, LLC and, as such, may be deemed to have or share beneficial ownership of the securities held directly by MA Crescent Holdings, LLC. Mr. Attanasio disclaims beneficial ownership of the securities held by MA Crescent Holdings, LLC except to the extent of pecuniary interest therein.

SEC remarks

This reporting person's status as a 10% owner ceased on June 18, 2021.

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