Allan Leinwand - 22 Jun 2022 Form 4 Insider Report for Anaplan, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 22 Jun 2022
Net transaction value: -$3,362
SEC form: 4
Accepted by SEC: 27 Jun 2022, 21:04:43 UTC
Prior SEC filing: 17 Jun 2022
Next SEC filing: 05 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Gary Spiegel, Attorney-in-Fact

Key filing fact

Allan Leinwand filed Form 4 for Anaplan, Inc. on 27 Jun 2022.

Key facts

This page summarizes Allan Leinwand's Form 4 filing for Anaplan, Inc..
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 27 Jun 2022, 21:04.

Change

Previous filing in this sequence was filed on 17 Jun 2022.
Current net transaction value: -$3,362.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLAN transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -9,094
Change %: -100%
Price
Shares after: 0
Date: 22 Jun 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PLAN transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value: $3,362
Shares: -594
Change %: -100%
Price: $5.66^*
Shares after: 0
Date: 22 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 594
Exercise price: $58.09
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Allan Leinwand is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

Footnote F2

The Stock Option, which provided for service-based vesting in full on the earlier of: (i) the date of the regular annual meeting of the Company's stockholders held in the year following the Date of Grant and (ii) the one-year anniversary of the Date of Grant, was cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment.