Gagan Dhingra - 10 Dec 2021 Form 4 Insider Report for Anaplan, Inc.

Reporting relationship: VP & Chief Accounting Officer
Issuer ticker: N/A
Reported as of: 10 Dec 2021
Net transaction value: -$39,055
SEC form: 4
Accepted by SEC: 14 Dec 2021, 20:16:59 UTC
Prior SEC filing: 02 Nov 2021
Next SEC filing: 15 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Gary Spiegel, Attorney-in-Fact

Key filing fact

Gagan Dhingra filed Form 4 for Anaplan, Inc. on 14 Dec 2021.

Key facts

This page summarizes Gagan Dhingra's Form 4 filing for Anaplan, Inc..
12 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 14 Dec 2021, 20:16.

Change

Previous filing in this sequence was filed on 02 Nov 2021.
Current net transaction value: -$39,055.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares: +1,135
Change %: +22%
Price
Shares after: 6,240
Date: 10 Dec 2021
Ownership: Direct
Footnotes: F1

PLAN transaction

Common Stock

Sale

Transaction value: $18,011
Shares: -398
Change %: -6.4%
Price: $45.25
Shares after: 5,842
Date: 13 Dec 2021
Ownership: Direct
Footnotes: F2

PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares: +333
Change %: +5.7%
Price
Shares after: 6,175
Date: 10 Dec 2021
Ownership: Direct
Footnotes: F3

PLAN transaction

Common Stock

Sale

Transaction value: $5,295
Shares: -117
Change %: -1.9%
Price: $45.25
Shares after: 6,058
Date: 13 Dec 2021
Ownership: Direct
Footnotes: F2

PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares: +500
Change %: +8.3%
Price
Shares after: 6,558
Date: 10 Dec 2021
Ownership: Direct
Footnotes: F4

PLAN transaction

Common Stock

Sale

Transaction value: $7,965
Shares: -176
Change %: -2.7%
Price: $45.25
Shares after: 6,382
Date: 13 Dec 2021
Ownership: Direct
Footnotes: F2

PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares: +488
Change %: +7.6%
Price
Shares after: 6,870
Date: 10 Dec 2021
Ownership: Direct
Footnotes: F5

PLAN transaction

Common Stock

Sale

Transaction value: $7,784
Shares: -172
Change %: -2.5%
Price: $45.26
Shares after: 6,698
Date: 13 Dec 2021
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,135
Change %: -14%
Price: $0.000000
Shares after: 6,809
Date: 10 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,135
Exercise price
Footnotes: F1

PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -333
Change %: -12%
Price: $0.000000
Shares after: 2,333
Date: 10 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 333
Exercise price
Footnotes: F3

PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -500
Change %: -8.3%
Price: $0.000000
Shares after: 5,500
Date: 10 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 500
Exercise price
Footnotes: F4

PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -488
Change %: -7.1%
Price: $0.000000
Shares after: 6,345
Date: 10 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 488
Exercise price
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Gagan Dhingra is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Footnote F2

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Footnote F3

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Footnote F4

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Footnote F5

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.