Timothy P. Mulhere - 02 May 2022 Form 4 Insider Report for ECOLAB INC. (ECL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 May 2022, 19:13:25 UTC
Prior SEC filing
25 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David F. Duvick, as Attorney-in-Fact for Timothy P. Mulhere

Key filing fact

Timothy P. Mulhere filed Form 4 for ECOLAB INC. (ECL) on 04 May 2022.

Key facts

  • This page summarizes Timothy P. Mulhere's Form 4 filing for ECOLAB INC. (ECL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 May 2022, 19:13.

Change

  • Previous filing in this sequence was filed on 25 Feb 2022.
  • Current net transaction value: -$942,875.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECL transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+14,400
Change %
+66%
Price
$0.000000
Shares after
36,307
Date
02 May 2022
Ownership
Direct
Footnotes
F1
ECL transaction

Common Stock

Tax liability

Transaction value
$942,875
Shares
-5,667
Change %
-16%
Price
$166.38
Shares after
30,640
Date
02 May 2022
Ownership
Direct
Footnotes
F2
ECL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,952
Date
02 May 2022
Ownership
By Ecolab Savings Plan
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ECL transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-14,400
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,400
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Footnote F2

Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Footnote F3

Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2022. Includes 16.497 UNITS acquired since the reporting person's last report. (The 1,952.255 UNITS are the equivalent of approximately 3,589 SHARES of the issuer's Common Stock.)

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