Key facts
- This page summarizes Marcus Ryu's Form 3 filing for Clearwater Analytics Holdings, Inc. (CWAN).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 23 Sep 2021, 21:10.
Marcus Ryu - 23 Sep 2021 Form 3 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)
- Reporting relationship
- Director
- Issuer ticker
- CWAN
- Reported as of
- 23 Sep 2021
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 23 Sep 2021, 21:10:32 UTC
- Prior SEC filing
- 22 Sep 2021
- Next SEC filing
- 15 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alphonse Valbrune, as Attorney-in-Fact, for Marcus Ryu
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Marcus Ryu filed Form 3 for Clearwater Analytics Holdings, Inc. (CWAN) on 23 Sep 2021.
Change
- Previous filing in this sequence was filed on 22 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CWAN
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 80,645
- Date
- 23 Sep 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CWAN
holding
Derivative
CWAN Holdings LLC Interests
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 23 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 80,645
- Exercise price
- Footnotes
- F2
CWAN
holding
Derivative
Employee Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 23 Sep 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 279,033
- Exercise price
- $12.40
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares of Class B Common Stock do not represent economic interests in the issuer. Upon exchange of CWAN Holdings LLC Interests ("LLC Interests") that are held by the Reporting Person and reported in Table II hereof, an equal number of the reported shares of the Issuer's Class B Common Stock will be transferred to the Issuer and cancelled for no consideration.
Footnote F2
Pursuant to the Third Amended and Restated Limited Liability Company Agreement of CWAN Holdings, the Reporting Person may exchange all or a portion of such person's LLC Interests (together with the delivery for no consideration of an equal number of shares of Class B Common Stock) for an equal number of newly issued shares of Class A Common Stock from time to time, subject to customary adjustments, or, at the election of the Issuer, a cash payment equal to the 20-day volume weighted average price of shares of Class A Common Stock immediately prior to the applicable exchange date.
Footnote F3
The reported securities are options which vest in four equal annual installments beginning on and including March 9, 2022.
SEC remarks
Exhibit List - Exhibit 24.1 - Power of Attorney