Key facts
- This page summarizes Thomas C. Dircks's Form 4 filing for Silvergate Capital Corp.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Jun 2023, 16:32.
Thomas C. Dircks - 10 Jun 2023 Form 4 Insider Report for Silvergate Capital Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 10 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Jun 2023, 16:32:51 UTC
- Prior SEC filing
- 13 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ John M. Bonino, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Thomas C. Dircks filed Form 4 for Silvergate Capital Corp on 12 Jun 2023.
Change
- Previous filing in this sequence was filed on 13 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SICP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,013
- Change %
- +6.5%
- Price
- $0.000000
- Shares after
- 16,508
- Date
- 10 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
SICP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 40,900
- Date
- 10 Jun 2023
- Ownership
- By Charter Digital LLC
SICP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 28,799
- Date
- 10 Jun 2023
- Ownership
- By Dircks Family LLC
SICP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,683
- Date
- 10 Jun 2023
- Ownership
- By Family Foundation
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SICP
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- -1,013
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,013
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Footnote F2
Represents vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.