Mathias Oelke - 04 Apr 2023 Form 4 Insider Report for NexImmune, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Apr 2023, 20:41:52 UTC
Prior SEC filing
25 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Rudy, attorney-in-fact

Key filing fact

Mathias Oelke filed Form 4 for NexImmune, Inc. on 06 Apr 2023.

Key facts

  • This page summarizes Mathias Oelke's Form 4 filing for NexImmune, Inc..
  • 17 reported transactions and 17 derivative rows are listed below.
  • Accepted by SEC: 06 Apr 2023, 20:41.

Change

  • Previous filing in this sequence was filed on 25 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+81,100
Change %
Price
$0.000000
Shares after
81,100
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
81,100
Exercise price
$0.4100
Footnotes
F1
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-60,000
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
60,000
Exercise price
$4.22
Footnotes
F2
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+21,250
Change %
Price
Shares after
21,250
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
21,250
Exercise price
$1.23
Footnotes
F2
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+38,750
Change %
Price
Shares after
38,750
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
38,750
Exercise price
$0.8200
Footnotes
F2
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-19,905
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
19,905
Exercise price
$17.00
Footnotes
F3
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+12,855
Change %
Price
Shares after
12,855
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,855
Exercise price
$1.23
Footnotes
F3
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+7,050
Change %
Price
Shares after
7,050
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,050
Exercise price
$0.8200
Footnotes
F3
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-31,948
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
31,948
Exercise price
$4.31
Footnotes
F4
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+31,948
Change %
Price
Shares after
31,948
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
31,948
Exercise price
$1.23
Footnotes
F4
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-4,755
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,755
Exercise price
$2.58
Footnotes
F5
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+4,755
Change %
Price
Shares after
4,755
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,755
Exercise price
$1.23
Footnotes
F5
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-115,051
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
115,051
Exercise price
$2.58
Footnotes
F6
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+115,051
Change %
Price
Shares after
115,051
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
115,051
Exercise price
$1.23
Footnotes
F6
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-47,379
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
47,379
Exercise price
$2.42
Footnotes
F7
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+47,379
Change %
Price
Shares after
47,379
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
47,379
Exercise price
$1.23
Footnotes
F7
NEXI transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-15,793
Change %
-100%
Price
Shares after
0
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,793
Exercise price
$2.42
Footnotes
F7
NEXI transaction Derivative

Stock Option (right to buy)

Award

Transaction value
Shares
+15,793
Change %
Price
Shares after
15,793
Date
04 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,793
Exercise price
$1.23
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

25% of this option shall vest and become exercisable on April 4, 2024, with the remainder vesting in 36 equal monthly installments thereafter, subject to Mr. Oelke's continued service to the corporation on each vesting date.

Footnote F2

The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on April 5, 2022, of which 15,000 shares vested, and the remainder of the options will vest in equal monthly installments such that on May 5, 2025, all shares subject to the option shall be vested, subject to Mr. Oelke's continued service on each vesting date.

Footnote F3

The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2021, of which 10,367 shares vested, and the remainder of the options will vest in equal monthly installments such that on February 11, 2025, all shares subject to the option shall be vested, subject to Mr. Oelke's continued service on each vesting date.

Footnote F4

The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.

Footnote F5

The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on September 25, 2018, of which all of the shares subject to such option have vested.

Footnote F6

The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on July 31, 2021, of which all of the shares subject to such option have vested.

Footnote F7

The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 3, 2017, of which all of the shares subject to such option have vested.

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