Steve Hoffman - 16 Sep 2022 Form 4 Insider Report for TYME TECHNOLOGIES, INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Sep 2022, 18:01:02 UTC
Prior SEC filing
26 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Steve Hoffman

Key filing fact

Steve Hoffman filed Form 4 for TYME TECHNOLOGIES, INC. on 16 Sep 2022.

Key facts

  • This page summarizes Steve Hoffman's Form 4 filing for TYME TECHNOLOGIES, INC..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Sep 2022, 18:01.

Change

  • Previous filing in this sequence was filed on 26 Aug 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TYME transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-20,022,566
Change %
-100%
Price
Shares after
0
Date
16 Sep 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TYME transaction Derivative

Director Stock Option - Option to buy

Disposed to Issuer

Transaction value
Shares
-88,000
Change %
-100%
Price
Shares after
0
Date
16 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
88,000
Exercise price
$0.3100
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Steve Hoffman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Disposed of pursuant to the merger agreement between the issuer and Syros Pharmaceuticals, Inc. ("Syros") in exchange for 877,388 shares of Syros common stock having a market value of $7.30 per share at the close of trading on September 15, 2022, the last trading day immediately preceding the effective time of the merger, but after giving effect to a 1-for-10 reverse stock split by Syros (the "Reverse Split"), with cash paid in lieu of fractional shares.

Footnote F2

This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 3,856 shares of Syros common stock for $7.07 per share, after giving effect to the Reverse Split.

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