Key facts
- This page summarizes Jeremy Philips's Form 4 filing for Affirm Holdings, Inc. (AFRM).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 22 Nov 2021, 16:12.
Jeremy Philips - 18 Nov 2021 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)
- Reporting relationship
- Director
- Issuer ticker
- AFRM
- Reported as of
- 18 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Nov 2021, 16:12:49 UTC
- Prior SEC filing
- 16 Nov 2021
- Next SEC filing
- 23 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Ritenour, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jeremy Philips filed Form 4 for Affirm Holdings, Inc. (AFRM) on 22 Nov 2021.
Change
- Previous filing in this sequence was filed on 16 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AFRM
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +4,082
- Change %
- +0.54%
- Price
- $0.000000
- Shares after
- 757,808
- Date
- 18 Nov 2021
- Ownership
- Direct
AFRM
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 757
- Date
- 18 Nov 2021
- Ownership
- See Footnote
- Footnotes
- F1
AFRM
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 74,243
- Date
- 18 Nov 2021
- Ownership
- See Footnote
- Footnotes
- F2
AFRM
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,572
- Date
- 18 Nov 2021
- Ownership
- See Footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AFRM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -4,082
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,082
- Exercise price
- Footnotes
- F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
These shares are held of record by Spark Capital Growth Founders' Fund III, L.P. ("Spark Capital Growth FF III"). Spark Growth Management Partners III, LLC ("SGMP III") is the general partner of Spark Capital Growth FF III. The Reporting Person is the managing member of SGMP III, which makes all voting and investment decisions for the fund through its investment committee, of which the Reporting Person is also a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Footnote F2
These shares are held of record by Spark Capital Growth Fund III, L.P. ("Spark Capital Growth III"). SGMP III is the general partner of Spark Capital Growth III. The Reporting Person is the managing member of SGMP III, which makes all voting and investment decisions for the fund through its investment committee, of which the Reporting Person is also a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Footnote F3
The shares are held by Spark Capital Parters, LLC ("SCP"). The Reporting Person is a managing member of SCP and may be deemed to share investment, voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Footnote F4
Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Footnote F5
The number of RSUs owned has been increased by one due to a rounding error on the Reporting Person's Form 3 filed on January 13, 2021.
Footnote F6
Restricted stock units vest in full upon the earlier of November 18, 2021 or the date of the Issuer's next annual meeting of stockholders, subject to continued service by the Reporting Person as a non-employee director until such earlier date.