Alan Kirshenbaum - 12 Nov 2021 Form 4 Insider Report for Owl Rock Capital Corp III

Reporting relationship: Executive Vice President
Issuer ticker: N/A
Reported as of: 12 Nov 2021
Net transaction value: +$12,716,925
SEC form: 4
Accepted by SEC: 15 Nov 2021, 15:33:39 UTC
Prior SEC filing: 08 Nov 2021
Next SEC filing: 17 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Neena Reddy on behalf of Alan Kirshenbaum(2)

Key filing fact

Alan Kirshenbaum filed Form 4 for Owl Rock Capital Corp III on 15 Nov 2021.

Key facts

This page summarizes Alan Kirshenbaum's Form 4 filing for Owl Rock Capital Corp III.
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 15 Nov 2021, 15:33.

Change

Previous filing in this sequence was filed on 08 Nov 2021.
Current net transaction value: +$12,716,925.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Common Stock

Purchase

Transaction value: $12,716,925
Shares: +839,401
Change %: +29%
Price: $15.15^*
Shares after: 3,718,523
Date: 12 Nov 2021
Ownership: By LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Reflects the shares held by Owl Rock Feeder FIC BDC III LLC. Mr. Kirshenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

SEC remarks

(2) Neena Reddy is signing on behalf of Mr. Kirshenbaum pursuant to a power of attorney dated February 19, 2020, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Kirshenbaum filed on August 4, 2020.