Aron I. Schwartz - 15 May 2023 Form 4 Insider Report for CION Investment Corp (CION)

Reporting relationship: Director
Issuer ticker: CION
Reported as of: 15 May 2023
Net transaction value: +$18,500
SEC form: 4
Accepted by SEC: 16 May 2023, 20:00:45 UTC
Prior SEC filing: 05 May 2023
Next SEC filing: 16 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Eric A. Pinero, Attorney-in-Fact

Key filing fact

Aron I. Schwartz filed Form 4 for CION Investment Corp (CION) on 16 May 2023.

Key facts

This page summarizes Aron I. Schwartz's Form 4 filing for CION Investment Corp (CION).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 16 May 2023, 20:00.

Change

Previous filing in this sequence was filed on 05 May 2023.
Current net transaction value: +$18,500.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CION transaction

Common Stock, $0.001 par value

Purchase

Transaction value: $18,500
Shares: +2,000
Change %
Price: $9.25
Shares after: 2,000
Date: 15 May 2023
Ownership: See Footnote
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the aggregate of purchases effected on the same trading day at different prices.

Footnote F2

Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.22 to $9.27 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Footnote F3

An IRA is the record holder of these Shares. Mr. Schwartz is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.

SEC remarks

Director Exhibit List: Exhibit 24.0 - Power of Attorney