Michael A. Gorriz - 30 Sep 2022 Form 4 Insider Report for authID Inc. (AUID)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Mar 2023, 16:00:16 UTC
Prior SEC filing
22 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael A. Gorriz

Key filing fact

Michael A. Gorriz filed Form 4 for authID Inc. (AUID) on 21 Mar 2023.

Key facts

  • This page summarizes Michael A. Gorriz's Form 4 filing for authID Inc. (AUID).
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 21 Mar 2023, 16:00.

Change

  • Previous filing in this sequence was filed on 22 Sep 2022.
  • Current net transaction value: -$219,427.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUID transaction

Common Stock, $0.0001 par value per share

Options Exercise

Transaction value
$2,437
Shares
+815
Change %
+40%
Price
$2.99
Shares after
2,856
Date
03 Jan 2023
Ownership
Direct
Footnotes
F2
AUID transaction

Common Stock, $0.0001 par value per share

Options Exercise

Transaction value
$2,437
Shares
+815
Change %
+66%
Price
$2.99
Shares after
2,041
Date
30 Sep 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUID transaction Derivative

Stock Options

Disposed to Issuer

Transaction value
$61,803
Shares
-20,397
Change %
-58%
Price
$3.03
Shares after
14,569
Date
09 Mar 2023
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
20,397
Exercise price
$3.03
Footnotes
F1
AUID transaction Derivative

Stock Options

Disposed to Issuer

Transaction value
$162,497
Shares
-20,833
Change %
-33%
Price
$7.80
Shares after
41,667
Date
09 Mar 2023
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
20,833
Exercise price
$7.80
Footnotes
F1
AUID holding Derivative

Senior Secured Convertible Note

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,027
Date
30 Sep 2022
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
27,027
Exercise price
$3.70
AUID holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,238
Date
30 Sep 2022
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
10,238
Exercise price
$15.16
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Michael A. Gorriz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Represents lapse of options on resignation as Director.

Footnote F2

The reporting person received shares of common stock as payment of interest for each quarter associated with the Senior Secured Convertible Note dated March 21, 2022.

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