Key facts
- This page summarizes Cecil N. Smith III's Form 4 filing for authID Inc. (AUID).
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 21 Dec 2022, 07:30.
Cecil N. Smith III - 19 Dec 2022 Form 4 Insider Report for authID Inc. (AUID)
- Reporting relationship
- President/CTO
- Issuer ticker
- AUID
- Reported as of
- 19 Dec 2022
- Net transaction value
- +$79,000
- SEC form
- 4
- Accepted by SEC
- 21 Dec 2022, 07:30:11 UTC
- Prior SEC filing
- 21 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Cecil N. Smith III
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Cecil N. Smith III filed Form 4 for authID Inc. (AUID) on 21 Dec 2022.
Change
- Previous filing in this sequence was filed on 21 Mar 2022.
- Current net transaction value: +$79,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AUID
holding
Common Stock, $.0001 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,656
- Date
- 19 Dec 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AUID
transaction
Derivative
Stock Options
Award
- Transaction value
- $79,000
- Shares
- +100,000
- Change %
- Price
- $0.7900
- Shares after
- 100,000
- Date
- 19 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 100,000
- Exercise price
- $0.7900
- Footnotes
- F1
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 150,000
- Date
- 19 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 150,000
- Exercise price
- $2.83
- Footnotes
- F2
AUID
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 600,000
- Date
- 19 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 600,000
- Exercise price
- $7.80
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares of common stock underlying the Stock Options vest on December 31, 2023.
Footnote F2
The shares of common stock underlying the Stock Options vest on the first anniversary of grant subject to continued service.
Footnote F3
Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.