Key facts
- This page summarizes Theodore Stern's Form 4 filing for Ipsidy Inc. (AUID).
- 1 reported transaction and 5 derivative rows are listed below.
- Accepted by SEC: 07 May 2021, 16:42.
Theodore Stern - 05 May 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)
- Reporting relationship
- Director
- Issuer ticker
- AUID
- Reported as of
- 05 May 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Theodore Stern
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Theodore Stern filed Form 4 for Ipsidy Inc. (AUID) on 07 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AUID
holding
Common Stock, $0.0001 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,885,445
- Date
- 05 May 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AUID
transaction
Derivative
Stock Options
Award
- Transaction value
- $0
- Shares
- +1,645,521
- Change %
- Price
- $0.000000
- Shares after
- 1,645,521
- Date
- 05 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 1,645,521
- Exercise price
- $0.2400
- Footnotes
- F3
AUID
holding
Derivative
Common Stock Purchase Warrant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,000
- Date
- 05 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 250,000
- Exercise price
- $0.1500
AUID
holding
Derivative
Amended and Restated Promissory Notes
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000,000
- Date
- 05 May 2021
- Ownership
- See footnote
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 15,000,000
- Exercise price
- $0.2000
- Footnotes
- F1
AUID
holding
Derivative
15% Convertible Note
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 375,000
- Date
- 05 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 375,000
- Exercise price
- $0.2000
AUID
holding
Derivative
Interest Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,310,000
- Date
- 05 May 2021
- Ownership
- See Footnote
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 3,310,000
- Exercise price
- $0.2000
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents 15,000,000 shares of common stock that may be issued upon the conversion of principal at $0.20 per share under that certain Amended & Restated Secured Promissory Note in the principal amount as of the date hereof $2,000,000 issued to the Theodore Stern Revocable Trust (the "Trust").
Footnote F2
Represents 3,310,000 shares of common stock that may be issued upon the conversion of interest accrued at $0.20 per share under that certain Unsecured Promissory Note in the principal amount as of the date hereof $2,000,000 issued to the Trust.
Footnote F3
On May 5, 2021, the Company granted Mr. Stern a Non-Statutory Option to acquire 1,645,521 shares of common stock at an exercise price of $0.24 per share with 973,880 shares vesting upon grant of Non-Statutory Option and 671,641 shares of common stock underlying the stock options vesting over twelve months.