Herbert M. Selzer - 05 May 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
07 May 2021, 16:11:39 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Herbert M. Selzer

Key filing fact

Herbert M. Selzer filed Form 4 for Ipsidy Inc. (AUID) on 07 May 2021.

Key facts

  • This page summarizes Herbert M. Selzer's Form 4 filing for Ipsidy Inc. (AUID).
  • 1 reported transaction and 4 derivative rows are listed below.
  • Accepted by SEC: 07 May 2021, 16:11.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUID holding

Common Stock, $.0001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,594,714
Date
05 May 2021
Ownership
Direct
AUID holding

Common Stock, $.0001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,417,778
Date
05 May 2021
Ownership
See Footnotes
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUID transaction Derivative

Stock Options

Award

Transaction value
$0
Shares
+1,645,521
Change %
Price
$0.000000
Shares after
1,645,521
Date
05 May 2021
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
1,645,521
Exercise price
$0.2400
Footnotes
F2
AUID holding Derivative

Common Stock Purchase Warrant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
440,000
Date
05 May 2021
Ownership
See Footnotes
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
440,000
Exercise price
$0.1500
Footnotes
F1
AUID holding Derivative

15% Convertible Note

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
750,000
Date
05 May 2021
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
750,000
Exercise price
$0.2000
AUID holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
400,000
Date
05 May 2021
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
400,000
Exercise price
$0.1500
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Securities held by Vista PBG Associates LLC ("Vista"). Mr. Selzer serves as the manager of Vista.

Footnote F2

On May 5, 2021, the Company granted Mr. Selzer a Non-Statutory Option to acquire 1,645,521 shares of common stock at an exercise price of $0.24 per share with 973,880 shares vesting upon grant of Non-Statutory Option and 671,641 shares of common stock underlying the stock options vesting over twelve months.

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