Christopher Eric White - 05 May 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
07 May 2021, 16:10:06 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher White

Key filing fact

Christopher Eric White filed Form 4 for Ipsidy Inc. (AUID) on 07 May 2021.

Key facts

  • This page summarizes Christopher Eric White's Form 4 filing for Ipsidy Inc. (AUID).
  • 1 reported transaction and 3 derivative rows are listed below.
  • Accepted by SEC: 07 May 2021, 16:10.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUID holding

Common Stock, $.0001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
750,000
Date
05 May 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUID transaction Derivative

Stock Options

Award

Transaction value
$0
Shares
+1,500,000
Change %
Price
$0.000000
Shares after
1,500,000
Date
05 May 2021
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
1,500,000
Exercise price
$0.2400
Footnotes
F4
AUID holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,500,000
Date
05 May 2021
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
2,500,000
Exercise price
$0.0925
Footnotes
F2
AUID holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
250,000
Date
05 May 2021
Ownership
Direct
Underlying class
Common Stock, $0.0001 par value per share
Underlying amount
250,000
Exercise price
$0.1190
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares of common stock vest one-third each on June 3, 2019, 2020, 2021 subject to Mr. White's continued employment.

Footnote F2

The Stock Options vest with respect to one-third of the shares of common stock on each of October 7, 2021, 2022 and 2023 subject to Mr. White's continued employment.

Footnote F3

The shares of common stock under the Stock Options vest as follows: (a) 125,000 upon achievement of agreed performance goals and (b) 125,000 as to one-third on each of February 18, 2020, 2021 and 2022.

Footnote F4

Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.

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