Key facts
- This page summarizes Richard Smiley's Form 4 filing for Amplify Energy Corp. (AMPY).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Mar 2023, 16:09.
Richard Smiley - 16 Mar 2023 Form 4 Insider Report for Amplify Energy Corp. (AMPY)
- Reporting relationship
- SVP, OPERATIONS
- Issuer ticker
- AMPY
- Reported as of
- 16 Mar 2023
- Net transaction value
- -$214,647
- SEC form
- 4
- Accepted by SEC
- 20 Mar 2023, 16:09:47 UTC
- Prior SEC filing
- 03 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric M. Willis, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Richard Smiley filed Form 4 for Amplify Energy Corp. (AMPY) on 20 Mar 2023.
Change
- Previous filing in this sequence was filed on 03 Feb 2023.
- Current net transaction value: -$214,647.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AMPY
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- Shares
- +12,429
- Change %
- +13%
- Price
- Shares after
- 107,838
- Date
- 16 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
AMPY
transaction
Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $20,463
- Shares
- -3,027
- Change %
- -2.8%
- Price
- $6.76
- Shares after
- 104,811
- Date
- 16 Mar 2023
- Ownership
- Direct
AMPY
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- Shares
- +36,468
- Change %
- +35%
- Price
- Shares after
- 141,279
- Date
- 17 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
AMPY
transaction
Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $68,118
- Shares
- -9,787
- Change %
- -6.9%
- Price
- $6.96
- Shares after
- 131,492
- Date
- 17 Mar 2023
- Ownership
- Direct
AMPY
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- Shares
- +56,490
- Change %
- +43%
- Price
- Shares after
- 187,982
- Date
- 17 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
AMPY
transaction
Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $126,066
- Shares
- -18,113
- Change %
- -9.6%
- Price
- $6.96
- Shares after
- 169,869
- Date
- 17 Mar 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AMPY
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -12,019
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 36,468
- Date
- 16 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,429
- Exercise price
- Footnotes
- F1
AMPY
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -36,468
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 17 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 36,468
- Exercise price
- Footnotes
- F1, F3
AMPY
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -28,245
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 17 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 28,245
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Richard Smiley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").
Footnote F2
Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.
Footnote F3
In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to the Reporting Persons remaining 36,468 TSUs.
Footnote F4
In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to 28,245 PSUs, with the remaining 26,456 PSUs held by the Reporting Person at the time of such resignation being forfeited.