Patricia K. Ackerman - 11 Feb 2022 Form 4 Insider Report for SMITH A O CORP (AOS)

Reporting relationship: Senior Vice President
Issuer ticker: AOS
Reported as of: 11 Feb 2022
Net transaction value: +$45,539
SEC form: 4
Accepted by SEC: 15 Feb 2022, 14:10:13 UTC
Prior SEC filing: 09 Feb 2022
Next SEC filing: 01 Mar 2024
Source filing: View source filing
Reporting owner signature: James F. Stern, Attorney-in-Fact for Patricia K. Ackerman

Key filing fact

Patricia K. Ackerman filed Form 4 for SMITH A O CORP (AOS) on 15 Feb 2022.

Key facts

This page summarizes Patricia K. Ackerman's Form 4 filing for SMITH A O CORP (AOS).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 15 Feb 2022, 14:10.

Change

Previous filing in this sequence was filed on 09 Feb 2022.
Current net transaction value: +$45,539.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AOS transaction

Common Stock

Options Exercise

Transaction value: $67,054
Shares: +935
Change %: +80%
Price: $71.72
Shares after: 2,102
Date: 11 Feb 2022
Ownership: Direct
Footnotes: F1

AOS transaction

Common Stock

Tax liability

Transaction value: $21,514
Shares: -300
Change %: -14%
Price: $71.72
Shares after: 1,802
Date: 11 Feb 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AOS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -935
Change %: -4.2%
Price: $0.000000
Shares after: 21,547
Date: 11 Feb 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 935
Exercise price: $71.72
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.