Marc D. Grossman - 19 Dec 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Dec 2022, 14:38:38 UTC
Prior SEC filing
13 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Eric S. Bader, pursuant to Power of Attorney

Key filing fact

Marc D. Grossman filed Form 4 for Esquire Financial Holdings, Inc. (ESQ) on 21 Dec 2022.

Key facts

  • This page summarizes Marc D. Grossman's Form 4 filing for Esquire Financial Holdings, Inc. (ESQ).
  • 1 reported transaction and 5 derivative rows are listed below.
  • Accepted by SEC: 21 Dec 2022, 14:38.

Change

  • Previous filing in this sequence was filed on 13 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,000
Date
19 Dec 2022
Ownership
Direct
Footnotes
F1, F2
ESQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,099
Date
19 Dec 2022
Ownership
By Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ESQ transaction Derivative

Stock Options

Award

Transaction value
$0
Shares
+1,500
Change %
Price
$0.000000
Shares after
1,500
Date
19 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,500
Exercise price
$42.30
Footnotes
F3
ESQ holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,500
Date
19 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,500
Exercise price
$12.50
Footnotes
F4
ESQ holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,500
Date
19 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,500
Exercise price
$24.90
Footnotes
F4
ESQ holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,000
Date
19 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,000
Exercise price
$20.85
Footnotes
F5
ESQ holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,750
Date
19 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,750
Exercise price
$31.04
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.

Footnote F2

Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.

Footnote F3

Stock options vest in three equal annual installments commencing on December 19, 2023.

Footnote F4

Stock options are fully vested.

Footnote F5

Stock options vest in three equal annual installments commencing on December 16, 2021.

Footnote F6

Stock options vest in three equal annual installments commencing on December 9, 2022.

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