Robert B. Fuller - 17 Aug 2023 Form 4 Insider Report for FS Bancorp, Inc. (FSBW)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
28 Aug 2023, 16:24:46 UTC
Prior SEC filing
09 Aug 2023
Next SEC filing
29 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Robert B. Fuller

Key filing fact

Robert B. Fuller filed Form 4 for FS Bancorp, Inc. (FSBW) on 28 Aug 2023.

Key facts

  • This page summarizes Robert B. Fuller's Form 4 filing for FS Bancorp, Inc. (FSBW).
  • 9 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 28 Aug 2023, 16:24.

Change

  • Previous filing in this sequence was filed on 09 Aug 2023.
  • Current net transaction value: -$26,405.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FSBW transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-4,712
Change %
-58%
Price
$0.000000
Shares after
3,368
Date
17 Aug 2023
Ownership
Direct
Footnotes
F1
FSBW transaction

Common Stock

Options Exercise

Transaction value
$56,256
Shares
+1,920
Change %
+57%
Price
$29.30
Shares after
5,288
Date
24 Aug 2023
Ownership
Direct
FSBW transaction

Common Stock

Options Exercise

Transaction value
$32,363
Shares
+1,328
Change %
+25%
Price
$24.37
Shares after
6,616
Date
24 Aug 2023
Ownership
Direct
FSBW transaction

Common Stock

Options Exercise

Transaction value
$35,185
Shares
+1,648
Change %
+25%
Price
$21.35
Shares after
8,264
Date
24 Aug 2023
Ownership
Direct
FSBW transaction

Common Stock

Tax liability

Transaction value
$150,209
Shares
-4,896
Change %
-59%
Price
$30.68
Shares after
3,368
Date
24 Aug 2023
Ownership
Direct
FSBW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,816
Date
17 Aug 2023
Ownership
By ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FSBW transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
$0
Shares
-11,824
Change %
-53%
Price
$0.000000
Shares after
10,596
Date
17 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,824
Exercise price
$0.000000
Footnotes
F2
FSBW transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-1,920
Change %
-18%
Price
$0.000000
Shares after
8,676
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,920
Exercise price
$29.30
FSBW transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-1,328
Change %
-15%
Price
$0.000000
Shares after
7,348
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,328
Exercise price
$24.37
FSBW transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-1,648
Change %
-22%
Price
$0.000000
Shares after
5,700
Date
24 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,648
Exercise price
$21.35
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Robert B. Fuller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award.

Footnote F2

The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award.

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