Jose E. Feliciano - 23 Aug 2023 Form 4 Insider Report for Smart Sand, Inc. (SND)

Reporting relationship: Director
Issuer ticker: SND
Reported as of: 23 Aug 2023
Net transaction value: +$29,782
SEC form: 4
Accepted by SEC: 24 Aug 2023, 16:24:26 UTC
Prior SEC filing: 08 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Jose E. Feliciano

Key filing fact

Jose E. Feliciano filed Form 4 for Smart Sand, Inc. (SND) on 24 Aug 2023.

Key facts

This page summarizes Jose E. Feliciano's Form 4 filing for Smart Sand, Inc. (SND).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 24 Aug 2023, 16:24.

Change

Previous filing in this sequence was filed on 08 Jun 2023.
Current net transaction value: +$29,782.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SND transaction

Common Stock, par value $0.001 per share

Award

Transaction value: $29,782
Shares: +16,364
Change %
Price: $1.82
Shares after: 16,364
Date: 23 Aug 2023
Ownership: Direct
Footnotes: F1, F2, F3

SND holding

Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 16,364
Date: 23 Aug 2023
Ownership: See footnotes
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares of restricted stock granted pursuant to the Issuer's 2016 Amended and Restated Omnibus Incentive Plan, which vest on the first anniversary of August 23, 2023, the date of grant.

Footnote F2

The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").

Footnote F3

Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Footnote F4

The shares are held of record by CCPII. CCPII is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCMII, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.