Key facts
- This page summarizes Bryant R. Riley's Form 4 filing for Franchise Group, Inc. (TAX).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 21 Aug 2023, 16:59.
Bryant R. Riley - 21 Aug 2023 Form 4 Insider Report for Franchise Group, Inc. (TAX)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- TAX
- Reported as of
- 21 Aug 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Aug 2023, 16:59:25 UTC
- Prior SEC filing
- 27 Jul 2023
- Next SEC filing
- 17 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bryant R. Riley
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Bryant R. Riley filed Form 4 for Franchise Group, Inc. (TAX) on 21 Aug 2023.
Change
- Previous filing in this sequence was filed on 27 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FRG
transaction
Common Stock, par value $0.01 per share
Sale
- Transaction value
- Shares
- -1,804
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 21 Aug 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Bryant R. Riley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
This statement is being filed by Bryant R. Riley (the "Reporting Person"). In connection with the Issuer's merger (the "Merger") with Freedom VCM Subco, Inc., a Delaware corporation ("Merger Sub") and wholly-owned subsidiary of Freedom VCM, Inc., a Delaware corporation ("Parent"), immediately prior to the effective time of the Merger and pursuant to a rollover agreement dated as of August 7, 2023, by and among the Reporting Person, Freedom VCM Holdings, LLC ("Topco") and B. Riley Private Shares 2023-2 QP, LLC, a Delaware limited liability company ("BRQP") (the "Rollover Agreement"), the Reporting Person contributed each share of common stock of the Issuer held by the Reporting Person to BRQP in exchange for an interest in BRQP calculated pursuant to the Rollover Agreement.
Footnote F2
(Continued from Footnote 1) Pursuant to a contribution agreement, dated as of August 21, 2023 by and among Topco, BRQP and B. Riley Private Shares 2023-2 QC, LLC, a Delaware limited liability company ("BRQC") (the "Contribution Agreement"), BRQP subsequently contributed each share of common stock of the Issuer held by BRQP to Topco in exchange for a number of common units in Topco calculated pursuant to the Contribution Agreement.