Sanjay Chandru Keswani - 11 Feb 2022 Form 4 Insider Report for Annexon, Inc. (ANNX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 Feb 2022, 15:37:11 UTC
Next SEC filing
04 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer Lew, as Attorney-in-Fact for Sanjay Keswani

Key filing fact

Sanjay Chandru Keswani filed Form 4 for Annexon, Inc. (ANNX) on 15 Feb 2022.

Key facts

  • This page summarizes Sanjay Chandru Keswani's Form 4 filing for Annexon, Inc. (ANNX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Feb 2022, 15:37.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANNX transaction

Common Stock

Award

Transaction value
$0
Shares
+12,500
Change %
Price
$0.000000
Shares after
12,500
Date
11 Feb 2022
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANNX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+100,000
Change %
Price
$0.000000
Shares after
100,000
Date
11 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$6.94
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 11 of each year, with the first 1/3rd vesting on February 11, 2023.

Footnote F2

Includes 12,500 RSUs.

Footnote F3

1/48th of the shares subject to the option vest on each monthly anniversary measured from February 11, 2022 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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