Carlyle Group Management L.L.C. - 03 Aug 2021 Form 4 Insider Report for ZoomInfo Technologies Inc. (ZI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Aug 2021, 17:20:45 UTC
Prior SEC filing
03 Aug 2021
Next SEC filing
12 Jul 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Carlyle Group Management L.L.C., By: /s/ Anne Frederick, Attorney-in-fact for Curtis L. Buser, Chief Financial Officer

Key filing fact

Carlyle Group Management L.L.C. filed Form 4 for ZoomInfo Technologies Inc. (ZI) on 05 Aug 2021.

Key facts

  • This page summarizes Carlyle Group Management L.L.C.'s Form 4 filing for ZoomInfo Technologies Inc. (ZI).
  • 9 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 05 Aug 2021, 17:20.

Change

  • Previous filing in this sequence was filed on 03 Aug 2021.
  • Current net transaction value: -$93,561,052.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ZI transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+1,608,394
Change %
Price
$0.000000
Shares after
1,608,394
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3
ZI transaction

Class A Common Stock

Sale

Transaction value
$24,560,525
Shares
-435,228
Change %
-27%
Price
$56.43
Shares after
1,173,166
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F5
ZI transaction

Class A Common Stock

Sale

Transaction value
$16,929,129
Shares
-295,850
Change %
-25%
Price
$57.22
Shares after
877,316
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F6
ZI transaction

Class A Common Stock

Sale

Transaction value
$17,532,302
Shares
-300,187
Change %
-34%
Price
$58.40
Shares after
577,129
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F7
ZI transaction

Class A Common Stock

Sale

Transaction value
$21,498,767
Shares
-362,054
Change %
-63%
Price
$59.38
Shares after
215,075
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F8
ZI transaction

Class A Common Stock

Sale

Transaction value
$7,446,354
Shares
-123,731
Change %
-58%
Price
$60.18
Shares after
91,344
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F9
ZI transaction

Class A Common Stock

Sale

Transaction value
$5,581,558
Shares
-91,144
Change %
-100%
Price
$61.24
Shares after
200
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F10
ZI transaction

Class A Common Stock

Sale

Transaction value
$12,418
Shares
-200
Change %
-100%
Price
$62.09
Shares after
0
Date
03 Aug 2021
Ownership
See footnotes
Footnotes
F1, F2, F3, F4, F11

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ZI transaction Derivative

Class C Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,608,394
Change %
-3.3%
Price
$0.000000
Shares after
47,434,316
Date
03 Aug 2021
Ownership
See footnotes
Underlying class
Class A Common Stock
Underlying amount
1,608,394
Exercise price
Footnotes
F1, F2, F3, F12
ZI holding Derivative

LLC Units of ZoomInfo Holdings LLC

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
37,493,725
Date
03 Aug 2021
Ownership
See footnotes
Underlying class
Class A Common Stock
Underlying amount
37,493,725
Exercise price
Footnotes
F1, F2, F3, F13
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 13 footnotes

Footnote F1

Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

Footnote F2

Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

Footnote F3

Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Footnote F4

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.94 to $56.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.94 to $57.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.94 to $58.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.94 to $59.93. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.94 to $60.93. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.945 to $61.885. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.08 to $62.095. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F12

The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

Footnote F13

The OpCo Units and an equal number of shares of Class B Common Stock together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.

SEC remarks

Due to the limitations of the electronic filing system, each of TC Group VI S1, L.L.C., TC Group VI S1, L.P., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group VI, L.L.C., TC Group VI, L.P., Carlyle Partners VI Evergreen Holdings, L.P., CP VI Evergreen Holdings, L.P. and Carlyle Partners VI Dash Holdings, L.P. are filing a separate Form 4.

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