Key facts
- This page summarizes Michael Malone's Form 4 filing for SRAX, Inc. (SRAX).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 04 Feb 2022, 19:43.
Michael Malone - 06 Jan 2022 Form 4 Insider Report for SRAX, Inc. (SRAX)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- SRAX
- Reported as of
- 06 Jan 2022
- Net transaction value
- -$75,129
- Reporting owner signature
- /s/ Michael Malone
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Michael Malone filed Form 4 for SRAX, Inc. (SRAX) on 04 Feb 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$75,129.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SRAX
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $256,000
- Shares
- +100,000
- Change %
- +7740%
- Price
- $2.56*
- Shares after
- 101,292
- Date
- 31 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
SRAX
transaction
Class A Common Stock
Tax liability
- Transaction value
- $256,002
- Shares
- -57,016
- Change %
- -56%
- Price
- $4.49*
- Shares after
- 44,276
- Date
- 31 Dec 2021
- Ownership
- Direct
- Footnotes
- F2, F4
SRAX
transaction
Class A Common Stock
Tax liability
- Transaction value
- $75,127
- Shares
- -16,732
- Change %
- -38%
- Price
- $4.49*
- Shares after
- 27,544
- Date
- 31 Dec 2021
- Ownership
- Direct
- Footnotes
- F3, F4
SRAX
transaction
Series A Non-Voting Preferred Stock
Other
- Transaction value
- $0
- Shares
- +1,292
- Change %
- Price
- $0.000000
- Shares after
- 1,292
- Date
- 27 Sep 2021
- Ownership
- Direct
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SRAX
transaction
Derivative
Class A Common Stock Purchase Option
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- Price
- $0.000000
- Shares after
- 100,000
- Date
- 06 Jan 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 100,000
- Exercise price
- $4.25
- Footnotes
- F6
SRAX
transaction
Derivative
Class A Common Stock Purchase Option
Options Exercise
- Transaction value
- $0
- Shares
- -100,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Dec 2018
- Ownership
- Direct
- Underlying class
- Class A common Stock
- Underlying amount
- 100,000
- Exercise price
- $2.56
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Represents exercise of option granted on December 15, 2018 ("2018 Option"). The 2018 Option was exercised on a cashless basis with shares withheld by the Issuer for tax withholding.
Footnote F2
Represents shares withheld pursuant to cashless exercise of the 2018 Option.
Footnote F3
Represents shares withheld for tax withholding pursuant to exercise of 2018 Option.
Footnote F4
Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option.
Footnote F5
Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021.
Footnote F6
Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022.
Footnote F7
Represents exercise of the 2018 Option.