Renata Caine - 03 Jan 2022 Form 4 Insider Report for Marqeta, Inc. (MQ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
05 Jan 2022, 17:20:06 UTC
Prior SEC filing
22 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christine Paster, Attorney-in-Fact

Key filing fact

Renata Caine filed Form 4 for Marqeta, Inc. (MQ) on 05 Jan 2022.

Key facts

  • This page summarizes Renata Caine's Form 4 filing for Marqeta, Inc. (MQ).
  • 5 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 05 Jan 2022, 17:20.

Change

  • Previous filing in this sequence was filed on 22 Nov 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MQ transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+1,844
Change %
+62%
Price
$0.000000
Shares after
4,813
Date
03 Jan 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MQ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,125
Change %
-11%
Price
$0.000000
Shares after
25,000
Date
03 Jan 2022
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
3,125
Exercise price
Footnotes
F2, F3
MQ transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+3,125
Change %
+0.64%
Price
$0.000000
Shares after
491,430
Date
03 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,125
Exercise price
Footnotes
F1
MQ transaction Derivative

Class B Common Stock

Tax liability

Transaction value
$0
Shares
-1,281
Change %
-0.26%
Price
$0.000000
Shares after
490,149
Date
03 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,281
Exercise price
Footnotes
F1, F4
MQ transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,844
Change %
-0.38%
Price
$0.000000
Shares after
488,305
Date
03 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,844
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

Footnote F2

Each restricted stock unit is convertible into one share of Class B Common Stock.

Footnote F3

The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.

Footnote F4

Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.

SEC remarks

Senior Vice President of International, Strategy, and Planning

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