Philip Faix - 29 Dec 2021 Form 4 Insider Report for Marqeta, Inc. (MQ)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Jan 2022, 18:06:15 UTC
Prior SEC filing
15 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christine Paster, Attorney-in-Fact

Key filing fact

Philip Faix filed Form 4 for Marqeta, Inc. (MQ) on 03 Jan 2022.

Key facts

  • This page summarizes Philip Faix's Form 4 filing for Marqeta, Inc. (MQ).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2022, 18:06.

Change

  • Previous filing in this sequence was filed on 15 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MQ transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-8,000
Change %
-0.31%
Price
$0.000000
Shares after
2,591,190
Date
29 Dec 2021
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
8,000
Exercise price
$0.4000
Footnotes
F1, F2
MQ transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+8,000
Change %
+10%
Price
$0.000000
Shares after
88,000
Date
29 Dec 2021
Ownership
See Footnote
Underlying class
Class A Common Stock
Underlying amount
8,000
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.

Footnote F2

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

Footnote F3

Since the Reporting Person's last filing, 80,000 shares were transferred to the Faix Family Trust, dated February 28, 2017, for which the Reporting Person serves as co-trustee with his spouse.

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