Jeffrey J. Alfano - 26 Jan 2022 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Reporting relationship: CFO
Issuer ticker: OPY
Reported as of: 26 Jan 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Jan 2022, 06:22:46 UTC
Source filing: View source filing
Reporting owner signature: /s/ Jenny Chan, as Attorney-in-fact for Jeffrey J. Alfano

Key filing fact

Jeffrey J. Alfano filed Form 4 for OPPENHEIMER HOLDINGS INC (OPY) on 28 Jan 2022.

Key facts

This page summarizes Jeffrey J. Alfano's Form 4 filing for OPPENHEIMER HOLDINGS INC (OPY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 28 Jan 2022, 06:22.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPY holding

Class A non-voting common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 42,090
Date: 26 Jan 2022
Ownership: Direct

OPY holding

Class B voting common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 60
Date: 26 Jan 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPY transaction Derivative

Restricted Class A non-voting common stock

Other

Transaction value: $0
Shares: +2,500
Change %: +11%
Price: $0.000000
Shares after: 25,500
Date: 26 Jan 2022
Ownership: Direct
Underlying class: Class A non-voting common stock
Underlying amount: 2,500
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time.