Key facts
- This page summarizes Steven Hochberg's Form 4 filing for CareMax, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Feb 2022, 17:22.
Steven Hochberg - 11 Feb 2022 Form 4 Insider Report for CareMax, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 11 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Feb 2022, 17:22:57 UTC
- Prior SEC filing
- 10 Jun 2021
- Next SEC filing
- 18 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Steven Hochberg
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steven Hochberg filed Form 4 for CareMax, Inc. on 15 Feb 2022.
Change
- Previous filing in this sequence was filed on 10 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CMAX
transaction
Class A common stock
Other
- Transaction value
- $0
- Shares
- -3,768,750
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 11 Feb 2022
- Ownership
- Through DFHTA Sponsor LLC
- Footnotes
- F1, F2
CMAX
holding
Class A common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 11 Feb 2022
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CMAX
transaction
Derivative
Private Placement Warrants
Other
- Transaction value
- $0
- Shares
- -2,916,667
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 11 Feb 2022
- Ownership
- Through DFHTA Sponsor LLC
- Underlying class
- Class A common stock
- Underlying amount
- 2,916,667
- Exercise price
- $11.50
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Steven Hochberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
On February 11, 2022, DFHTA Sponsor LLC (the "Sponsor") distributed 3,768,750 shares of the Issuer's Class A common stock and 2,916,667 Private Placement Warrants to its members, on a pro rata basis for no consideration, in connection with the dissolution of the Sponsor.
Footnote F2
The Sponsor was the record holder of the securities reported herein as being held through the Sponsor. Mr. Hochberg is a manager of the Sponsor and shared voting and investment discretion with respect to the common stock held of record by the Sponsor. Mr. Hochberg disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein, if any.
Footnote F3
Mr. Hochberg, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the securities for the benefit, and at the direction, of Deerfield Management Company, L.P.