Thomas W. Erickson - 14 Jul 2021 Form 4 Insider Report for LUMINEX CORP

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 14 Jul 2021
Net transaction value: -$6,932,542
SEC form: 4
Accepted by SEC: 15 Jul 2021, 16:01:14 UTC
Prior SEC filing: 19 May 2021
Next SEC filing: 26 May 2022
Source filing: View source filing
Reporting owner signature: /S/ HARRISS T. CURRIE, AS ATTORNEY-IN-FACT FOR THOMAS W. ERICKSON

Key filing fact

Thomas W. Erickson filed Form 4 for LUMINEX CORP on 15 Jul 2021.

Key facts

This page summarizes Thomas W. Erickson's Form 4 filing for LUMINEX CORP.
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 15 Jul 2021, 16:01.

Change

Previous filing in this sequence was filed on 19 May 2021.
Current net transaction value: -$6,932,542.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LMNX transaction

Common Stock

Disposed to Issuer

Transaction value: $2,930,548
Shares: -79,204
Change %: -42%
Price: $37.00
Shares after: 108,162
Date: 14 Jul 2021
Ownership: Direct
Footnotes: F1, F2

LMNX transaction

Common Stock

Disposed to Issuer

Transaction value: $4,001,994
Shares: -108,162
Change %: -100%
Price: $37.00
Shares after: 0
Date: 14 Jul 2021
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Thomas W. Erickson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Disposed of pursuant to the Agreement and Plan of Merger, by and among DiaSorin S.p.A., Diagonal Subsidiary Inc. and Luminex Corporation (the "Issuer"), dated April 11, 2021 (the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $37.00 per share.

Footnote F2

This total includes 1560 dividend equivalent shares acquired from the Issuer as follows: 263 shares on 07/09/20, 390 shares on 10/15/20, 356 shares on 01/14/21, 270 shares on 04/15/21, and 281 shares on 07/08/21.

Footnote F3

Disposed of pursuant to the Merger Agreement, whereby unvested restricted stock units ("Company RSUs") which were outstanding as of immediately prior to the Effective Time fully vested, and each Company RSU that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of $37.00 per share (without interest and subject to deduction for any required withholding taxes).