Threshold Ventures I, L.P. - 02 Nov 2021 Form 4 Insider Report for Doximity, Inc. (DOCS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Nov 2021, 11:39:44 UTC
Prior SEC filing
28 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
THRESHOLD VENTURES I, L.P. By: Threshold Ventures I General Partner, LLC, its General Partner By: /s/ Josh Stein, Managing Member

Key filing fact

Threshold Ventures I, L.P. filed Form 4 for Doximity, Inc. (DOCS) on 04 Nov 2021.

Key facts

  • This page summarizes Threshold Ventures I, L.P.'s Form 4 filing for Doximity, Inc. (DOCS).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 04 Nov 2021, 11:39.

Change

  • Previous filing in this sequence was filed on 28 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOCS transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+4,667,276
Change %
Price
Shares after
4,667,276
Date
02 Nov 2021
Ownership
Direct
Footnotes
F1, F2
DOCS transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+518,586
Change %
Price
Shares after
518,586
Date
02 Nov 2021
Ownership
By Threshold Ventures I Partners Fund, LLC
Footnotes
F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DOCS transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-4,667,276
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Nov 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,667,276
Exercise price
Footnotes
F1, F2, F4
DOCS transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-518,586
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Nov 2021
Ownership
By Threshold Ventures I Partners Fund, LLC
Underlying class
Class A Common Stock
Underlying amount
518,586
Exercise price
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.

Footnote F2

These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. Josh Stein and Andreas Stavropoulos, the managing members of Threshold I GP, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Footnote F3

These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). Josh Stein and Andreas Stavropoulos, the voting members of Threshold I Partners, may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Footnote F4

Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.

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