Key facts
- This page summarizes Andreas Stavropoulos's Form 4 filing for Doximity, Inc. (DOCS).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 29 Jun 2021, 17:55.
Andreas Stavropoulos - 28 Jun 2021 Form 4 Insider Report for Doximity, Inc. (DOCS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- DOCS
- Reported as of
- 28 Jun 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 29 Jun 2021, 17:55:44 UTC
- Prior SEC filing
- 29 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andreas Stavropoulos
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Andreas Stavropoulos filed Form 4 for Doximity, Inc. (DOCS) on 29 Jun 2021.
Change
- Previous filing in this sequence was filed on 29 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DOCS
transaction
Derivative
Series C Preferred Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -4,667,276
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Jun 2021
- Ownership
- By Threshold Ventures I, L.P.
- Underlying class
- Class B Common Stock
- Underlying amount
- 4,667,276
- Exercise price
- Footnotes
- F1, F2, F3
DOCS
transaction
Derivative
Series C Preferred Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -518,586
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Jun 2021
- Ownership
- By Threshold Ventures I Partners Fund, LLC
- Underlying class
- Class B Common Stock
- Underlying amount
- 518,586
- Exercise price
- Footnotes
- F1, F2, F4
DOCS
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +4,667,276
- Change %
- Price
- $0.000000
- Shares after
- 4,667,276
- Date
- 28 Jun 2021
- Ownership
- By Threshold Ventures I, L.P.
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,667,276
- Exercise price
- Footnotes
- F1, F2, F3
DOCS
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +518,586
- Change %
- Price
- $0.000000
- Shares after
- 518,586
- Date
- 28 Jun 2021
- Ownership
- By Threshold Ventures I Partners Fund, LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 518,586
- Exercise price
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.
Footnote F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
Footnote F3
These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. The Reporting Person is a managing member of Threshold I GP, and as such may be deemed to have shared voting, investment and dispositive power over such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Footnote F4
These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). The Reporting Person is a voting member of Threshold I Partners, and as such may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.