Judd A. Gregg - 05 Aug 2021 Form 4 Insider Report for Evoqua Water Technologies Corp.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 05 Aug 2021
Net transaction value: -$324,532
SEC form: 4
Accepted by SEC: 09 Aug 2021, 16:34:10 UTC
Prior SEC filing: 06 Jul 2021
Next SEC filing: 05 Oct 2021
Source filing: View source filing
Reporting owner signature: /s/ John DiMascio, Attorney-in-Fact for Judd A. Gregg

Key filing fact

Judd A. Gregg filed Form 4 for Evoqua Water Technologies Corp. on 09 Aug 2021.

Key facts

This page summarizes Judd A. Gregg's Form 4 filing for Evoqua Water Technologies Corp..
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 09 Aug 2021, 16:34.

Change

Previous filing in this sequence was filed on 06 Jul 2021.
Current net transaction value: -$324,532.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQUA transaction

Common Stock

Options Exercise

Transaction value: $139,200
Shares: +30,000
Change %: +143%
Price: $4.64^*
Shares after: 50,957
Date: 05 Aug 2021
Ownership: Direct
Footnotes: F1

AQUA transaction

Common Stock

Sale

Transaction value: $463,732
Shares: -13,000
Change %: -26%
Price: $35.67
Shares after: 37,957
Date: 05 Aug 2021
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQUA transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -30,000
Change %: -21%
Price: $0.000000
Shares after: 114,607
Date: 05 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,000
Exercise price: $4.64
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.6300 to $35.6750, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F3

This option is fully vested.