Key facts
- This page summarizes Stephen Figliuolo V's Form 4 filing for FLAGSTAR BANCORP INC.
- 8 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Dec 2022, 13:26.
Stephen Figliuolo V - 01 Dec 2022 Form 4 Insider Report for FLAGSTAR BANCORP INC
- Reporting relationship
- EVP and Chief Risk Officer
- Issuer ticker
- N/A
- Reported as of
- 01 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Dec 2022, 13:26:08 UTC
- Prior SEC filing
- 22 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jan M. Klym, By Power of Attorney for Mr. Figliuolo
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephen Figliuolo V filed Form 4 for FLAGSTAR BANCORP INC on 05 Dec 2022.
Change
- Previous filing in this sequence was filed on 22 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
(NYSE:FBC)
transaction
Flagstar Bancorp, Inc. Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,985
- Change %
- +9.9%
- Price
- $0.000000
- Shares after
- 44,311
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
(NYSE:FBC)
transaction
Flagstar Bancorp, Inc. Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,397
- Change %
- +19%
- Price
- $0.000000
- Shares after
- 52,708
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
(NYSE:FBC)
transaction
Flagstar Bancorp, Inc. Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +13,503
- Change %
- +26%
- Price
- $0.000000
- Shares after
- 66,211
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
(NYSE:FBC)
transaction
Flagstar Bancorp, Inc. Common Stock
Tax liability
- Transaction value
- $0
- Shares
- -10,446
- Change %
- -16%
- Price
- $0.000000
- Shares after
- 55,765
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F3
(NYSE:FBC)
transaction
Flagstar Bancorp, Inc. Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -55,765
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Dec 2022
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
(NYSE:FBC)
transaction
Derivative
Restricted Stock Unit (L060220)
Options Exercise
- Transaction value
- Shares
- -3,985
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Flagstar Bancorp, Inc. Common Stock
- Underlying amount
- 3,985
- Exercise price
- Footnotes
- F1
(NYSE:FBC)
transaction
Derivative
Restricted Stock Unit (L052521)
Options Exercise
- Transaction value
- Shares
- -8,397
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Flagstar Bancorp, Inc. Common Stock
- Underlying amount
- 8,397
- Exercise price
- Footnotes
- F1
(NYSE:FBC)
transaction
Derivative
Restricted Stock Unit (L052422)
Disposed to Issuer
- Transaction value
- Shares
- -13,503
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Dec 2022
- Ownership
- Direct
- Underlying class
- Flagstar Bancorp, Inc. Common Stock
- Underlying amount
- 13,503
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Stephen Figliuolo V is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.
Footnote F2
Since the reporting person's last ownership report, total directly held shares were reduced by 21,425 shares that were transferred pursuant to a domestic relations order and are no longer reported as beneficially owned.
Footnote F3
These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
Footnote F4
Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.