Scott Tozier - 28 Feb 2023 Form 4 Insider Report for ALBEMARLE CORP (ALB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Mar 2023, 18:51:13 UTC
Prior SEC filing
28 Feb 2023
Next SEC filing
06 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stefanie M. Holland, Attorney-in-Fact

Key filing fact

Scott Tozier filed Form 4 for ALBEMARLE CORP (ALB) on 02 Mar 2023.

Key facts

  • This page summarizes Scott Tozier's Form 4 filing for ALBEMARLE CORP (ALB).
  • 13 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 02 Mar 2023, 18:51.

Change

  • Previous filing in this sequence was filed on 28 Feb 2023.
  • Current net transaction value: -$2,450,515.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALB transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+12,218
Change %
+19%
Price
$0.000000
Shares after
76,437
Date
28 Feb 2023
Ownership
Direct
Footnotes
F2
ALB transaction

Common Stock

Tax liability

Transaction value
$1,389,041
Shares
-5,462
Change %
-7.1%
Price
$254.31
Shares after
70,975
Date
28 Feb 2023
Ownership
Direct
Footnotes
F3
ALB transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,680
Change %
+2.4%
Price
$0.000000
Shares after
72,655
Date
28 Feb 2023
Ownership
Direct
Footnotes
F4
ALB transaction

Common Stock

Tax liability

Transaction value
$190,987
Shares
-751
Change %
-1%
Price
$254.31
Shares after
71,904
Date
28 Feb 2023
Ownership
Direct
Footnotes
F3
ALB transaction

Common Stock

Award

Transaction value
$0
Shares
+3,360
Change %
+4.7%
Price
$0.000000
Shares after
75,264
Date
28 Feb 2023
Ownership
Direct
Footnotes
F5
ALB transaction

Common Stock

Tax liability

Transaction value
$381,974
Shares
-1,502
Change %
-2%
Price
$254.31
Shares after
73,762
Date
28 Feb 2023
Ownership
Direct
Footnotes
F6
ALB transaction

Common Stock

Award

Transaction value
$0
Shares
+3,360
Change %
+4.6%
Price
$0.000000
Shares after
77,122
Date
28 Feb 2023
Ownership
Direct
Footnotes
F7
ALB transaction

Common Stock

Tax liability

Transaction value
$381,974
Shares
-1,502
Change %
-1.9%
Price
$254.31
Shares after
75,620
Date
28 Feb 2023
Ownership
Direct
Footnotes
F6
ALB transaction

Common Stock

Sale

Transaction value
$106,539
Shares
-417
Change %
-0.55%
Price
$255.49
Shares after
75,203
Date
01 Mar 2023
Ownership
Direct
Footnotes
F8
ALB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,610
Date
28 Feb 2023
Ownership
Albemarle Savings Plan
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALB transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-12,218
Change %
-100%
Price
$0.000000*
Shares after
0
Date
28 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,218
Exercise price
Footnotes
F2, F9, F10
ALB transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-1,680
Change %
-50%
Price
$0.000000
Shares after
1,680
Date
28 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,680
Exercise price
Footnotes
F4, F9, F10
ALB transaction Derivative

Performance Stock Units

Award

Transaction value
$0
Shares
+3,360
Change %
Price
$0.000000
Shares after
3,360
Date
28 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,360
Exercise price
Footnotes
F5, F10, F11
ALB transaction Derivative

Performance Stock Units

Award

Transaction value
$0
Shares
+3,360
Change %
Price
$0.000000
Shares after
3,360
Date
28 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,360
Exercise price
Footnotes
F7, F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

Total number of shares of Common Stock held in the name of the Reporting Person under the Albemarle Corporation Retirement Savings Plan (the "Albemarle Savings Plan") as of the date of this Form 4

Footnote F2

Restricted Stock Units granted 02/28/2020 and vested 02/28/2023.

Footnote F3

Shares withheld to meet tax liabilities associated with vesting of Restricted Stock Units.

Footnote F4

Restricted Stock Units granted 02/28/2020. 50% vested on 02/28/2023 and 50% vests 02/28/2024.

Footnote F5

rTSR Performance Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.

Footnote F6

Shares withheld to meet tax liabilities associated with vesting of Performance Stock Units.

Footnote F7

ROIC Performance Stock Units granted 02/28/2020. 50% vested 02/28/2023 and 50% vests 01/01/2024.

Footnote F8

The share sale reported in this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Footnote F9

Each Restricted Stock Unit converts to 1 share of Common Stock.

Footnote F10

No expiration date.

Footnote F11

Each Performance Stock Unit converts to 1 share of Common Stock.

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