Michael S. Klein - 16 Nov 2018 Form 4 Insider Report for ICAD INC (ICAD)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
09 Mar 2023, 20:35:33 UTC
Next SEC filing
19 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Michael Klein

Key filing fact

Michael S. Klein filed Form 4 for ICAD INC (ICAD) on 09 Mar 2023.

Key facts

  • This page summarizes Michael S. Klein's Form 4 filing for ICAD INC (ICAD).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 09 Mar 2023, 20:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ICAD transaction Derivative

Director Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-90,000
Change %
-100%
Price
Shares after
0
Date
16 Nov 2018
Ownership
Direct
Underlying class
Common Stock
Underlying amount
90,000
Exercise price
$2.89
Footnotes
F1, F2
ICAD transaction Derivative

Director Stock Option (right to buy)

Award

Transaction value
Shares
+90,000
Change %
Price
Shares after
90,000
Date
07 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
90,000
Exercise price
$2.89
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On March 7, 2023, the Board of Directors of the Issuer agreed to a modification of the exercise period for certain outstanding stock options granted to the Director in 2018 that would otherwise expire in November 2023 such that they now have an aggregate exercise period of ten years.? No other modification was made to the option.

Footnote F2

The two reported transactions involved an amendment to an outstanding option, resulting in the cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 16, 2018 and is fully vested as of the date hereof.

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