Himself Scott Miller - 01 Sep 2021 Form 4 Insider Report for SharpSpring, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Sep 2021, 16:11:11 UTC
Prior SEC filing
23 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Greenhaven Fund 1, Greenhaven Fund 2 and the Investment Manager)

Key filing fact

Himself Scott Miller filed Form 4 for SharpSpring, Inc. on 03 Sep 2021.

Key facts

  • This page summarizes Himself Scott Miller's Form 4 filing for SharpSpring, Inc..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Sep 2021, 16:11.

Change

  • Previous filing in this sequence was filed on 23 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SHSP transaction

Common stock

Disposed to Issuer

Transaction value
Shares
-674,458
Change %
-100%
Price
Shares after
0
Date
01 Sep 2021
Ownership
By: Greenhaven Road Capital Fund 1, L.P.
Footnotes
F1, F3
SHSP transaction

Common stock

Disposed to Issuer

Transaction value
Shares
-691,216
Change %
-100%
Price
Shares after
0
Date
01 Sep 2021
Ownership
reenhaven Road Capital Fund 1, L.P.
Footnotes
F1, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SHSP transaction Derivative

Stock option (right to buy)

Disposed to Issuer

Transaction value
Shares
-16,000
Change %
-100%
Price
Shares after
0
Date
01 Sep 2021
Ownership
Direct
Underlying class
Common stock
Underlying amount
16,000
Exercise price
$10.42
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Himself Scott Miller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger dated June 21, 2021, by and among the registrant, Constant Contact, Inc. ("Parent"), a Delaware corporation, and Groove Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerSub"), as of the effective time of the merger of MergerSub with and into the registrant (the "Merger"), these shares of the registrant's common stock were canceled and converted to the right to receive $17.10 in cash per share (the "Per Share Merger Consideration").

Footnote F2

Each of the reporting person's unvested options vested immediately prior to the consummation of the Merger, and each outstanding vested stock option was subsequently canceled, with the reporting person entitled to receive a payment in cash, without interest, equal to the product of (i) the total number of shares subject to the cancelled stock option and (ii) the excess, if any, of (A) the Per Share Merger Consideration over (B) the exercise price per share subject to the cancelled company stock option.

Footnote F3

Greenhaven Road Capital Fund 1, L.P. ("Greenhaven Fund 1") is a private investment vehicle. Greenhaven Fund 1 directly owns the securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Greenhaven Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Greenhaven Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

Footnote F4

Greenhaven Road Capital Fund 2, L.P. ("Greenhaven Fund 2") is a private investment vehicle. Greenhaven Fund 2 directly owns the securities reported herein. The Investment Manager is the investment manager of Greenhaven Fund 2. The General Partner is the general partner of Greenhaven Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any.

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